Ross Goffi, Founder & President
Ross has spent his entire career developing a deep understanding of the investment advisers act and its specific application to private funds and private equity.
Ross has held in-house compliance roles at large asset managers. He has advised private equity firms on the construction and operation of their compliance program in the United States, Europe, the UK, and Asia. Additionally, he has directed multiple private equity firms through the SEC registration process. Lastly, Ross is currently the Chief Compliance Officer role at a mid-market private equity firm.
Ross believes that a hands-on approach and experiencing the process together builds trust and understanding and provides the foundation for a successful partnership.
Ross received his B.A. from Duquesne University and his J.D. from Capital University Law School.
When Ross is not wearing his compliance hat, he enjoys spending time with his wife and two little girls, Auriella and Chiara, relentlessly pursuing a sub-10 handicap, reading and traveling.
Experience
- Chief Compliance Officer – ParkerGale (Chicago, IL)
- Managing Consultant – Bovill (Chicago, IL & London, UK)
- Associate Director – Complyport (London, UK)
- Senior Compliance Associate – Aviva Investors North America (Chicago, IL)
- Senior Compliance Specialist – Calamos Asset Management (Chicago, IL)
- Compliance Officer – JP Morgan Asset Management (Columbus, OH)