Whether you’re raising your first fund or already an Exempt Reporting Adviser, compliance matters.
An Exempt Reporting Adviser (ERA) manages only private funds and has AUM of less than $150 million. We help navigate the application of the SEC’s rules and requirements and build a solid foundation for your future growth. Here is how we help:
Advice
Are you eligible for the ERA exemption? And what does it mean to be an ERA? We learn about your business and listen to your plans to help you evaluate how the SEC’s rules apply to your business and what you need to do to stay compliant.
Reporting
ERAs must submit an initial report to the SEC and annually update that report within 90 days of your fiscal year end. We make sure you stay on top of your regulatory filing obligations and assist you with completion.
Ongoing Support
Most ERAs don’t stay that way forever. We work with you during the journey on all things compliance-related like fundraising, marketing, and transitioning to a registered adviser.